AML Quality Review - an independent audit service

Your AML Quality Review can focus on a particular area that may be causing you concern or provide an impartial assessment on the overall state of your defences against Anti-Money Laundering Regulatory breaches and fraudsters.

For instance:

  • You are feeling a bit exposed on the AML front and want an external expert to set out where you are and what you have to do.
  • You know you have to document and update all of your policies, controls and procedures before the end of June 2017 but do not have the time to do this.
  • You firm is considering a merger and want an independent assessment of the quality of the other firm's Anti-Money Laundering Compliance.
  • You are due an inspection from your Supervisory Authority and want the comfort of a pre-inspection review.

Our AML Quality Review service is both professional and confidential. Anything you tell us or we learn stays in the room.

None of us want to be used by criminals to launder the proceeds of their crime.

On the other hand our clients are entitled to enjoy the service we provide without being viewed as potential criminals and being put through unnecessary administrative hoops.

If your Anti-Money Laundering policies, controls and procedures are not tight enough your business and your MLRO’s career are at risk. If they are too tight you are wasting valauble time.

Your AML Quality Review will help you get the balance just right.

Graham Gibson, who designed the AML Compliance module and is our Lead AML Coach, will carry out your firm’s AML Quality Review. We will report to you on how well your firm is dealing with your AML obligations with recommendations on any action required.

To discuss your current AML policies, controls and procedures and how we can help you review and improve them please contact Graham on +44 (0) 1738 500 764 or email gmg@AMLHub.co.uk.

OUR PARTNERS:

We are particularly pleased to be an approved supplier with the Law Society of Scotland